In this episode, our guest is Alexander Dill. You may remember him from season 1. Alexander has worked in the finance industry since 1986. He is a lecturer in the University of Chicago’s Financial Mathematics Program and at the UCLA School of Law. Before joining UCLA in 2019, he was a Senior Research Fellow in the Institute for Compliance in Financial Markets at the Chicago-Kent College of Law. He spent most of his career at Moody’s Investors Service where he was Head of Global Covenant Research.
In this episode, we will talk about Alexander's newly published book "Anti-Money laundering Regulation and Compliance". You will hear his views on the 2020 AML Act, information sharing, and AI, as well as concepts from the book such as the pyramid of AML/CTF regulatory expectations, and the compliance paradox.
Resources:
"Anti-Money Laundering Regulation and Compliance": https://www.amazon.com/gp/product/1788974859/ref=dbs_a_def_rwt_bibl_vppi_i1
"The Transformative Role of “National AML Priorities” for Compliance in the AML Act of 2020": https://www.jdsupra.com/legalnews/the-transformative-role-of-national-aml-9153899/.
ACAMS Today: https://www.acamstoday.org/four-ways-the-amla-will-reduce-compliance-risk-and-costs/