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Waystone

SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance?

March 07, 2022 Alison Mitsas
Waystone
SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance?
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Waystone
SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance?
Mar 07, 2022
Alison Mitsas

On 9 February 2022, the SEC voted to propose rules related to cyber security risk management for registered investment advisers and registered investment companies in a clear signal that firms who are not prepared to address cybersecurity risks will need to take action.

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Show Notes

On 9 February 2022, the SEC voted to propose rules related to cyber security risk management for registered investment advisers and registered investment companies in a clear signal that firms who are not prepared to address cybersecurity risks will need to take action.