Waystone

Cayman Islands SIB Registered Fund Managers: Understanding CIMA requirements for control testing and ES and AML inspections

April 04, 2023 Alison Mitsas
Waystone
Cayman Islands SIB Registered Fund Managers: Understanding CIMA requirements for control testing and ES and AML inspections
Show Notes

Understanding what is required by CIMA and the DITC can help mitigate adverse regulatory inspection outcomes.

Our subject matter experts breakdown which internal controls are applicable to the SIB registered managers, how to test the controls, identify what policies and procedure are required and summarise the best practices to ensure compliance with the CIMA rules and guidance notes.