SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance? Artwork

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SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance?

March 07, 2022 • Alison Mitsas

On 9 February 2022, the SEC voted to propose rules related to cyber security risk management for registered investment advisers and registered investment companies in a clear signal that firms who are not prepared to address cybersecurity risks will need to take action.