ISOLAS LLP & FIDUCIARY GROUP

Practical Compliance for DNFBPs - Your Anti Money Laundering Obligations

July 06, 2020 ISOLAS LLP
ISOLAS LLP & FIDUCIARY GROUP
Practical Compliance for DNFBPs - Your Anti Money Laundering Obligations
Show Notes

 Fiduciary's Head of Risk and Compliance Jamie Allan and Fiduciary's Risk and Compliance Manager Will Birtwistle are discussing the Money Laundering Problem in the light of

•       The Regulatory Environment

•       Your Responsibilities

•       Risk Frameworks

•       Business Risk Assessments

•       Client Risk Assessments

•       Compliance Frameworks

•       Identifying your Client and Client Due Diligence

•       MLRO & Suspicious Activity Reporting

•       Record Keeping & Training

•       Money Laundering Typologies and Red Flags