GDFM Podcast

GDFM Podcast - S1E3 (reg change with Sarah Peaston)

December 17, 2020 GD Financial Markets
GDFM Podcast - S1E3 (reg change with Sarah Peaston)
GDFM Podcast
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GDFM Podcast
GDFM Podcast - S1E3 (reg change with Sarah Peaston)
Dec 17, 2020
GD Financial Markets

In this episode, Sarah Peaston and Daiman Baker will discuss how regulatory change, governance and control fit within and give insights into the bigger picture of how a firm operates. 

Reg change, governance and control can lead not only to less regulatory risk but also to operational efficiencies and cost savings by requiring less reactive compliance support and more proactive and efficient support. 

Show Notes

In this episode, Sarah Peaston and Daiman Baker will discuss how regulatory change, governance and control fit within and give insights into the bigger picture of how a firm operates. 

Reg change, governance and control can lead not only to less regulatory risk but also to operational efficiencies and cost savings by requiring less reactive compliance support and more proactive and efficient support.