Raise Private Money Legally • for Real Estate

S2E10: Securities Licensing Requirements For Syndicators in Regulation D, Rule 506 & Regulation A+ Securities Offerings with Jim Raper and Tim Boykin

July 29, 2021 Kim Lisa Taylor Season 2 Episode 10
Raise Private Money Legally • for Real Estate
S2E10: Securities Licensing Requirements For Syndicators in Regulation D, Rule 506 & Regulation A+ Securities Offerings with Jim Raper and Tim Boykin
Show Notes

Our guests for this episode: Jim Raper, Chief Compliance Officer, and Tim Boykin, Corporate Counsel, from WealthForge, who discuss the whys and hows of securities licensing. Among the points addressed:

  •  Who needs a securities license?
  • When should you get a license?
  • What is the process of becoming licensed?
  • What does a license allow you to do?
  • What if you don’t get a license?

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