In this final episode of a three-part series, Jeff speaks with Scott about ways to avoid legal problems for financial advisors with heightened regulatory scrutiny and our increasingly litigious society. Does your firm have your back when transitioning firms?
About the guest:
Scott Matasar is a partner at the law firm Matasar Jacobs. He exclusively represents the financial services industry including advisors, RIAs, Broker Dealers and other industry participants in litigation, regulatory counseling and business matters including practice successions.
In this final episode of a three-part series, Jeff speaks with Scott about ways to avoid legal problems for financial advisors with heightened regulatory scrutiny and our increasingly litigious society. Does your firm have your back when transitioning firms?
About the guest:
Scott Matasar is a partner at the law firm Matasar Jacobs. He exclusively represents the financial services industry including advisors, RIAs, Broker Dealers and other industry participants in litigation, regulatory counseling and business matters including practice successions.