Mallesons Podcasts
Welcome to Mallesons' podcast channel. Here you can browse and listen to all our content - the latest cases, legal issues, market trends and insights from our practice groups, conversational deep dives with our people, our clients and our community partners. Enjoy!
Mallesons Podcasts
FS Reg Room Episode 7: Unpacking 'Efficiently, Honestly and Fairly’
•
Mallesons
Use Left/Right to seek, Home/End to jump to start or end. Hold shift to jump forward or backward.
The obligation to act efficiently, honestly and fairly is increasingly shaping ASIC enforcement strategy. In this episode, host Nathan Hodge is joined by dispute resolution partners Amanda Engels and Damian Lovell to discuss how recent cases are expanding the obligation and what this means for financial institutions.
Key topics discussed
- How ASIC is using efficiently, honestly and fairly in enforcement
- Governance and systems expectations from recent cases
- Cyber risk and scam prevention obligations
- Application beyond traditional financial services conduct
- The intersection with other obligations such as trustee duties under the SIS Act
- Practical implications for financial institutions