Federal Workers Compensation Coffee Break

Episode 16 Federal Workers Compensation Coffee Break Podcast - OWCP Initial Claim Development

March 14, 2022 Dr. Taylor Season 1 Episode 16
Federal Workers Compensation Coffee Break
Episode 16 Federal Workers Compensation Coffee Break Podcast - OWCP Initial Claim Development
Show Notes Transcript

Federal Workers Compensation Coffee Break Podcast is about all things related to Federal Workers Compensation, FECA, OWCP, DOL & Longshore claim filing as an injured federal worker.  The podcast is an educational and informative training on how to navigate the DOL -OWCP claims filing process for all types of injured US government and federal workers. The podcaster has 27 years in assisting with federal workers compensation as a consultant and trainer. The podcast is free and is educational. If you need help with anything related to a federal workers compensation claim...help is just a cup of coffee away.

Initial Claim Development
Upon initial receipt of an Office of Workers’ Compensation Programs (OWCP) claim form (CA-1, CA-2, CA-2a, CA-5, etc.), the responsible claims examiner (CE) will determine if the initial claim and supplemental documentation is sufficient to meet the following five basic criteria for OWCP claims.

 | Five Basic Criteria 
The Federal Employees’ Compensation Act (FECA) five basic criteria:
(1) Be timely filed.
(2) Be made by a Federal Civil Employee.
(3) Establish Fact of Injury, which has both a factual and medical component. Factually, the injury, accident or employment factor alleged must have actually occurred. Medically, a medical condition must be diagnosed in connection with the injury or event.
(4) Establish Performance of Duty. The injury and/or medical condition must have arisen during the course of employment and within the scope of compensable work factors.
(5) Establish Causal Relationship, which means the medical evidence establishes that the diagnosed condition is causally related to the injury or event. These criteria must be satisfied in the order listed above.
|
Development and Adjudication
|•CE will allow at least 30 days for response from the claimant.  
•Failure to allow at least 30 days before making an adverse decision is reversible error.  
•CE must explain deficiencies in initial evidence – which of the five basics are not established.

Dr. Taylor's educational podcast utilizes his experience and history as a DOL - OWCP provider and his years of consulting and teaching all things federal workers compensation related. This is an educational short form format for learning how to successfully file federal workers compensation claims. So grab a cup of coffee and lets begin.

Dr. Taylor's contact information for more information or assistance is:
https://fedcompconsultants@protonmail.com

If you need a provider or assistance with a DOL claim in Tampa, Jacksonville or other areas of Florida you can make an appointment to see him and the other providers at his clinic at
813-877-6900
His clinic website is https://mrtherapycenter.com/federal-work-injury-blog/

                                                                Initial Claim Development

Upon initial receipt of an Office of Workers’ Compensation Programs (OWCP) claim form (CA-1, CA-2, CA-2a, CA-5, etc.), the responsible claims examiner (CE) will determine if the initial claim and supplemental documentation is sufficient to meet the following five basic criteria for OWCP claims.

 |                                                                     Five Basic Criteria 
 | The Federal Employees’ Compensation Act (FECA) five basic criteria:  (1) Be timely filed. (2) Be made by a Federal Civil Employee. (3) Establish Fact of Injury, which has both a factual and medical component. Factually, the injury, accident or employment factor alleged must have actually occurred. Medically, a medical condition must be diagnosed in connection with the injury or event. (4) Establish Performance of Duty. The injury and/or medical condition must have arisen during the course of employment and within the scope of compensable work factors. (5) Establish Causal Relationship, which means the medical evidence establishes that the diagnosed condition is causally related to the injury or event. These criteria must be satisfied in the order listed above. 
                                                       Development and Adjudication
|•CE will allow at least 30 days for response from the claimant.
•Failure to allow at least 30 days before making an adverse decision is reversible error. 
•CE must explain deficiencies in initial evidence – which of the five basics are not established.                                                                              DUE PROCESS
For OWCP purposes, “due process” means that the claimant is provided an opportunity to perfect his/her claim. This means that the claimant should be informed of the following: 
•the deficiencies in the evidence submitted; •the information they need to submit to correct the deficiencies;
•the deadline for submitting the evidence;
•the consequences of not submitting the information requested; and
•most importantly, where ongoing periodic benefits are at  issue, CE must provide notice and opportunity to respond   before terminating benefits. [OWCP will also notify the employee of any relevant challenge or contrary evidence to the claim. ]
                                                                          Initial Decisions
After allowing time for response from the claimant, or if sufficient evidence to accept the claim is present on  initial review, the CE will make a decision on the case.

                                                       Development and Adjudication
 It is the claimant’s burden to provide all necessary evidence, except that which is in the possession of the employing agency (EA). EA must provide any relevant information it has to OWCP.  |
                                                       Development and Adjudication
•All evidence must be submitted in writing.
•At CE discretion, some types of factual evidence may be developed by formal or informal telephone conference. If conducted, written conference memo is provided to participants with time allowed for comment.  |
                                                      Development and Adjudication
•Medical reports must be signed by a physician as defined in the FECA. 
•Reports signed by nurse practitioners, physician assistants, etc. are not acceptable, unless countersigned by a  physician. 
•Reports from chiropractors allowed only if subluxation of spine is diagnosed based on x-rays.  |
                                                             Development and Adjudication
•For some types of conditions, a medical examination (second opinion) is often arranged by OWCP in order to adjudicate the claim.
•Examples:
         •Hearing loss
         •Asbestos/ pulmonary conditions
         •Cardiac conditions
         •Psychiatric conditions  |
                                                      Medical Evidence – Burden of Proof
The employee has the burden to provide prima facie evidence to establish the initial claim of work related injury and disability.
•A note on cases involving reemployment: With such claims, which have been accepted as having an injury sustained during federal employment , and resulted in a period of total disability with continued medical restrictions, the burden of proof shifts to OWCP.
•There is no prima facie evidence accepted to establish the employee’s ability to work.

OWCP must establish by weight of medical evidence the injured employee’s current work tolerance level. Medical evidence must be conclusive and not speculative.
The employees’ over all physical and mental condition must be considered (“whole person”).
Conditions developed after the injury, conditions that pre-existed, and the injury itself must be taken into consideration.  A medical report (whether from the treating physician, second opinion, or referee physician) must be comprehensive, non- equivocal, and based on a complete factual and medical background. The physician should examine the injured employee and assign specific work tolerance limitations. Requesting Medical Reports The first effort is to secure a current medical report from the treating physician. This report should contain all the information as described previously. The treating physician’s opinion carries great weight as this physician has the  knowledge of medical and treatment history. The work tolerance limitations assigned by the treating physician not  only caries a lot of evidentiary weight, but there is less likelihood that the physician will change his/her opinion once a job is modified and offered to the employee. Person filing a case on a shelf.    If the treating physician does not reply, his/her report is equivocal, or the objective findings do not support the restrictions assigned by the physician, OWCP may request a second opinion. EA should never contact the second opinion physician. This action could compromise OWCP’s effort to secure an independent opinion.  |
                                                                    Requesting Medical Reports
| The second opinion report must meet the same standard as any other medical report. The second opinion physician will be instructed to perform an examination. This will include authorization for any non-invasive test and if requested, a functional capacity evaluation. OWCP will evaluate the quality of the report and determine if the opinion carries the weight of medical evidence. If the weight of medical evidence is with the second opinion,  these work tolerance limitations will be forwarded to EA asking if a position can be modified and offered for the employee’s reemployment.  If the second opinion does not carry the weight but is adequate to establish a conflict of medical opinion with the treating physician, OWCP will set up a referee examination. EA must not contact the physician, and all reports  must be evaluated by OWCP before any action is taken to reemploy the injured worker.  If OWCP determines the referee examination meets the stipulated requirements and  the physician’s opinion carries the weight of evidence , then EA must use these work tolerance limitations in designing a modified job for the employee
                                                                   | Medical – Weighing Evidence
   
  •Claimant’s Treating Physician 
•District Medical Adviser
•Second Opinion Examiner
•Referee Examiner  [EA medical providers are not listed here, because his/her reports and opinions cannot be used to create a  | conflict with the treating physician.]
                                                                    Medical – Weighing Evidence
| Medical report from the Treating Physician should include: 
•Dates of examination or treatment;
•History given by employee;
•Physical findings;
•Results of diagnostic tests;
•Diagnosis;
•Course of treatment;
•Description of any other conditions found;
•Physician’s opinion, with medical reasons, as to causal relationship between the condition and the factors of employment;
•Extent of disability; and
•Prognosis for recovery.  |
                                                                      Medical – Weighing Evidence
| General Criteria: 
•Qualifications of the Specialist
•Rationale (statements are explained in view of examination findings, objective test results, etc.)
•Factual Basis (based on an accurate and complete medical/factual background) •Consistency with Physical Findings (objective evidence)
•Comprehensiveness (all necessary tests and analyses were performed to support final conclusions)
•Equivocalness (does not contain unclear or vague language) 
                                                                      Medical – Weighing Evidence
| Second Opinion Examination: 
•Employee must submit to examination.
•Employee may have a qualified physician, paid by him or her, present at examination. •Employee is not entitled to have anyone else present unless authorized by OWCP.
•OWCP may send a case file for a second opinion review where actual examination is not needed.
•A physician who performed a fitness for duty examination for an EA cannot be considered a second opinion specialist. 
                                                                          Medical – Weighing Evidence
| •If an employee refuses to attend a second opinion or referee examination without justification, compensation  may be suspended.
•Compensation may be reinstated if the employee agrees to, and actually attends, the required examination.
•Compensation is not payable during the period of suspension. 
                                              Medical – Weighing Evidence Referee Examination: 
•A difference in medical opinion sufficient to be considered a conflict occurs when two reports of virtually equal weight and rationale reach opposing conclusions. 
•If a conflict exists between the medical opinion of the treating physician and the medical opinion of either a  second opinion physician or an OWCP Medical Advisor, OWCP shall appoint a third physician to make an examination.  |
                                                                   Medical – Weighing Evidence
| A referee specialist’s report is usually given the greatest weight in reaching a decision, as long as the physician ’s opinion is not vague, speculative or equivocal, and is supported by substantial medical reasoning.
                                                                     Medical – Weighing Evidence 
When OWCP determines the weight of medical evidence, only OWCP can consider new medical evidence and determine when the weight of medical evidence changes. 
1. Upon initial receipt of an OWCP claim form, the responsible claims examiner will determine if the initial claim and supplemental documentation is sufficient to meet the five basic criteria for OWCP claims. 
2. After issuing a development letter explaining deficiencies in initial evidence, the CE will allow at least 30 days for  response from the claimant.  Failure to allow at least 30 days before making an adverse decision is reversible error. 
3. For OWCP purposes, “due process” means that the claimant is provided an opportunity to perfect his/her claim.  All evidence must be submitted in writing. 
4. After allowing time for response from the claimant, or if sufficient evidence to accept the claim is present on initial review, the CE will make a decision on the case. 
5. For some types of conditions, such as hearing loss and psychiatric conditions, a second opinion examination may be arranged by OWCP in order to adjudicate the claim. 
6. A referee specialist’s report is usually given the greatest weight in reaching a decision, as long as the physician’s opinion is not vague, speculative or equivocal, and is supported by substantial medical reasoning. 
7. When OWCP determines the weight of medical evidence, only OWCP can consider new medical evidence and determine when the weight of medical evidence changes.   

Podcasts we love