The SIFMA Podcast
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, banks and asset managers. We advocate for effective and resilient capital markets. Our podcast brings together market and industry experts to make the connection between public policy and finance.
The SIFMA Podcast
SIFMA Consolidated Audit Trail (CAT) Reform Recommendations
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SIFMA
In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr., is joined by colleague Joe Corcoran, Managing Director and Associate General Counsel, to discuss SIFMA’s recommendations to the Securities and Exchange Commission on how to reform the Consolidated Audit Trail, or the CAT.
Together, they discuss:
- Background on CAT
- Why CAT is back in the Spotlight
- SIFMA’s key recommendations for reform