Tokens of Wisdom

Episode 42: Form N-PX

Dave Rothschild

Exciting times this month, as certain institutional investment managers are gifted a new regulatory filing requirement! 

Key Points From This Episode:

  • What is Form N-PX?
  • Who has to file it?
  • What needs to be reported?
  • What is the deadline?

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/

Cole-Frieman & Mallon LLP - https://colefrieman.com/

Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg

For any questions or comments, email: tow@colefrieman.com