Episode Player
Tim Hauser - Navigating the Maze of Fiduciary Standards
D.C. Pension Geeks
Chapters
0:00
Regulatory Definition of Investor Advice Update
14:13
Fiduciary Rule and Differential Compensation
22:33
Advisor Act vs Best Interest Regulation
35:25
Regulations on Investment Recommendations and Education
47:18
Retirement Plan Fiduciaries
58:11
Regulation and Complexity of Annuities
1:10:30
Legal Protections for Plan Sponsors' Advice
D.C. Pension Geeks
Tim Hauser - Navigating the Maze of Fiduciary Standards
Nov 08, 2023
Season 1
Episode 12
Tim Hauser
Calling the latest iteration of the fiduciary rule “the third installment of a long running regulatory series,” American Retirement Association CEO Brian Graff went directly to the source, speaking with EBSA COO Tim Hauser about the Retirement Security Rule.
The two fiduciary regulation ‘veterans’ sit down for a (very) comprehensive discussion the primary reasons EBSA thought it necessary to update the regulatory definition of investment advice and the goals and objectives in doing so.
