ADISA's Focus on Alternatives Podcast Series

S6E15 - Best Practices Implementing 506(c) Offerings

May 30, 2023 Alternative & Direct Investment Securities Association Season 6 Episode 15
ADISA's Focus on Alternatives Podcast Series
S6E15 - Best Practices Implementing 506(c) Offerings
Show Notes

The JOBS Act introduced the 506(c) offering, and, while it is becoming more embraced by the broker-dealer and investment sponsor community, many people still have questions regarding this relatively new rule. In today’s episode, Damon Elder, publisher of The DI Wire, and Sean Raft, chief administrative officer and general counsel for Urban Catalyst, discuss best practices and address some common concerns, including investor accreditation, related to Rule 506(c).