Episode #145: 401(k) Fiduciary Series Episode 2: Governance, Disclosures an d Participant Experience Artwork

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Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.

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Money Matters with Greg

Episode #145: 401(k) Fiduciary Series Episode 2: Governance, Disclosures an d Participant Experience

August 04, 2020 • Greg Farrall

Greg welcome Loren Brandrup, Director of Group Benefits at Next Level Planning & Wealth Management in Brookfield, Wisconsin for the second episode as they discuss governance of a plan, fidelity bonds, Annual Disclosures and try to talk about participant experience before time makes them stop. This is the first of a hopeful series on 401(k) discussions to help Plan sponsors protect themselves against an audit by the United States Department of Labor. If you are a plan sponsor, youwon’t want to miss this episode.

Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.

The opinions voiced in this podcast are for general information only and are not intended to provide specific advice or recommendations for any individual. To determine which strategies or investments may suit you, consult the appropriate qualified professional before deciding.

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Greg Farrall

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