Mutual Fund Minute

Service Providers as Investment Advisers

August 23, 2023 Sidley Austin LLP
Service Providers as Investment Advisers
Mutual Fund Minute
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Mutual Fund Minute
Service Providers as Investment Advisers
Aug 23, 2023
Sidley Austin LLP

Tune into Mutual Fund Minute, as Jay Baris, a partner in Sidley’s Investment Funds group, looks at the growing interest in index-based investing by mutual funds and ETFs that has prompted the SEC to ask whether they should regulate index providers and other service providers as investment advisers. This episode looks at the implications for funds and investment advisers if they were go down this regulatory route.



Show Notes

Tune into Mutual Fund Minute, as Jay Baris, a partner in Sidley’s Investment Funds group, looks at the growing interest in index-based investing by mutual funds and ETFs that has prompted the SEC to ask whether they should regulate index providers and other service providers as investment advisers. This episode looks at the implications for funds and investment advisers if they were go down this regulatory route.