Mutual Fund Minute

Investment Companies as Commodity Pools – What Are the Compliance Pitfalls?

August 23, 2023 Sidley Austin LLP
Investment Companies as Commodity Pools – What Are the Compliance Pitfalls?
Mutual Fund Minute
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Mutual Fund Minute
Investment Companies as Commodity Pools – What Are the Compliance Pitfalls?
Aug 23, 2023
Sidley Austin LLP

Listen here as Jay Baris and Nathan Howell, partners in Sidley’s Investment Funds group, unravel the regulatory mysteries of how mutual funds, ETFs, and registered closed-end funds can invest in commodity futures contracts, subject to the jurisdiction by both the SEC and the CFTC.

Show Notes

Listen here as Jay Baris and Nathan Howell, partners in Sidley’s Investment Funds group, unravel the regulatory mysteries of how mutual funds, ETFs, and registered closed-end funds can invest in commodity futures contracts, subject to the jurisdiction by both the SEC and the CFTC.