Compliance.Network Podcast
Based in South Florida since 2014, Compliance.Network brings a unique and diverse expertise to the financial and regulatory industries. Representing local and international clients throughout Latin America, Compliance.Network is the gateway to the Americas for foreign, financial institutions that have a presence in the U.S. or strive to establish one. When your firm partners with our team of experts, you will be free to dedicate more time and effort to growing your business. You will feel peace-of-mind, knowing that your regulatory matters are in the accomplished hands of our incomparable professionals.
Compliance.Network Podcast
Ep #8: Navigating Financial Compliance & Cybersecurity
Unlock the secrets of financial compliance and cybersecurity as Shivan Swarath and Shane Jordan share their wealth of experience in these critical areas. Discover how AI is both a formidable tool and a potential threat in today's financial landscape. We'll explore major cybersecurity threats, from phishing to ransomware, and discuss how firms are countering these with innovative technologies and strategies like callback policies. Plus, get insight into FINRA's position on generative AI and its impact on industry practices.
Find out how businesses are tackling the pervasive issue of elderly fraud and the ever-evolving challenges of anti-money laundering regulations. Through compelling anecdotes, we highlight the personal impact of scams targeting the elderly and the significant role AI plays in detecting suspicious activities. Delve into the regulatory landscape shaped by FINRA and the SEC, and learn about the essential procedures and red flags that can shield your firm from compliance pitfalls.
Vendor due diligence and remote work data security are more vital than ever, and we address these concerns with actionable strategies. Learn about the importance of thorough vendor vetting and ongoing compliance checks to ensure you're partnering with reliable entities. As remote work becomes the standard, we'll guide you through essential practices for safeguarding sensitive data with advanced storage solutions and robust password protocols. Engage with us on social media for continuous updates and insights into the fast-paced world of compliance and cybersecurity.
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Visit: https://www.compliance.network/