Red Oak's Podcast

SEC 2026 Exam Priorities

• Red Oak

Share episode

Use Left/Right to seek, Home/End to jump to start or end. Hold shift to jump forward or backward.

0:00 | 10:25

Explore the SEC’s 2026 examination priorities shaping the financial industry’s next chapter, from heightened scrutiny of AI and automation to new demands for documented resilience across cybersecurity, data governance, and operational risk. Hear how firms can adapt to rising expectations for transparency, oversight, and proof of control in an era of accelerating complexity.