5 Things to Know Before Registering with FINRA

Built To Scale with CRC-Oyster

Built To Scale with CRC-Oyster
5 Things to Know Before Registering with FINRA
Feb 23, 2023
Ed Wegener, Lisa Robinson

 Oyster’s Ed Wegener chats with Lisa Robinson, formerly a Senior leader at FINRA, head of FINRA’s Membership and Application Program group and currently a member of Oyster’s Consulting team. Lisa shares her unique perspective on FINRA's registration and Continuing Membership Application process, including what firms should consider.       


CRC-Oyster: Compliance Risk Concepts / Oyster Consulting