DOL PTE 2020-02 - What Comes Next

Built To Scale with CRC-Oyster

Built To Scale with CRC-Oyster
DOL PTE 2020-02 - What Comes Next
May 04, 2023
Oyster Consulting, Ed Wegener, Fred Reish, David Porteous, Joan Neri

In February, a US District Court judge challenged the DOL’s FAQs around the fiduciary investment advice definition to rollover recommendations. In today's episode, Part 2 of 2 discussing DOL PTE 2020-02, experts Fred Reish, David Porteous and Joan Neri from the law firm of Faegre Drinker Biddle & Reath join Oyster's Ed Wegener  will be discussing this case and other legal challenges, and the impacts these will have, if any. 


CRC-Oyster: Compliance Risk Concepts / Oyster Consulting