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Bond Dealer's Association Podcast: Listening Sample
Sep 18, 2023
Oyster Consulting
Oyster’s Capital Markets experts were recently featured on the Bond Dealer Association’s podcast, “Bonding Time,” discussing issues affecting the U.S. fixed income markets.
The podcast, hosted by Michael Decker of BDA, covers:
- Fair Pricing for Fixed Income products and compliance with Rule 2121, and MSRB Rule G30
- Best execution and the SEC’s new proposal
- The latest on FINRA and MSRB trade reporting, including the proposals to shorten the trade reporting time to one minute
- SEC Rule 15c2-12 disclosure requirements
CRC-Oyster: Compliance Risk Concepts / Oyster Consulting