Successful FINRA CAT and CAIS Reporting - Part 2

Built To Scale with CRC-Oyster

Built To Scale with CRC-Oyster
Successful FINRA CAT and CAIS Reporting - Part 2
Nov 02, 2023
Oyster Consulting, Mark Hendricks, Buddy Doyle, Ralph Magee, Jeff Gearhart

Join us for Part 2 of our discussion with Mark Hendrickson from D.A. Davidson Companies about where CAT and CAIS reporting stands today, the pain points firms are facing and what they should be doing to manage the current and upcoming reporting requirements. 




CRC-Oyster: Compliance Risk Concepts / Oyster Consulting