Dispute Resolution - Managing Customer Complaints & Regulatory Inquiries
Oyster Stew - A Broth of Financial Services Commentary and Insights
More Info
Oyster Stew - A Broth of Financial Services Commentary and Insights
Dispute Resolution - Managing Customer Complaints & Regulatory Inquiries
Nov 30, 2023
Oyster Consulting, Ed Wegener, John Ivan, Evan Rosser

A necessary part of any financial services firm’s business is handling disputes that arise.  Whether it's a complaint from a customer, litigation, regulatory inquiries and investigations, firms need to have a well-thought-out process for handling these disputes.  In today’s podcast, Oyster Consulting experts Ed Wegener, Evan Rosser and John Ivan discuss 

·         how to approach the dispute review

·         how to work with and manage interactions with key stakeholders

·         managing the information gathering process 

·         factors to consider when determining whether a complaint has merit

·         keys to an effective investigation

 


Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter.

Does your firm need help now? Contact us today!