After nearly a decade of delays, FINRA is finally enacting amendments to Rule 4210.  The new Covered Agency Transaction requirements became effective  May 22nd, 2024. Oyster’s Jeff Gearhart, Jose Fernandez and  Stephen Mellert,  co-founder of Matrix Application’s margin calculator, share their insights into what the new rule means for market makers, the capital implications, and the importance of automation. 

CRC-Oyster: Compliance Risk Concepts / Oyster Consulting