In today’s podcast Oyster experts share their insights into what to think about as you prepare to register an alternative trading system, or ATS.  Jeff Gearhart and Lisa Robinson will discuss challenges and misconceptions, and then Lisa will take us through some highlights of the FINRA application process. We finish up with other things to consider once your ATS is up and running. 

CRC-Oyster: Compliance Risk Concepts / Oyster Consulting