Oyster Stew - A Broth of Financial Services Commentary and Insights
Our financial services industry insights come from on-the-ground experience, successfully navigating complex challenges and business. Our insights are your opportunities.
Podcasting since 2019 • 185 episodes
Oyster Stew - A Broth of Financial Services Commentary and Insights
Latest Episodes
Reg BI and Fiduciary Obligations Part 2: Documentation, Conflicts, and Rollover Recommendations
In Part 2 of this Oyster Stew conversation, Ed Wegener continues the discussion with compliance experts Brent Nicks and Len Derus—this time focusing on the most pressing challenges firms face in applying Reg BI and fiduciary duty in practice: d...
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33:07
Beyond the Rulebook: Practical Insights on Reg BI and Fiduciary Duty
While the core principles of Reg BI and investment advisor fiduciary duty remain consistent, regulatory expectations continue to evolve through examinations, enforcement actions, and formal guidance.In Part 1 of this conversation, our ex...
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22:16
Preparing Your Financial Services Firm for AI: Governance, Data, and Compliance
Dive deep into the crucial foundation every organization should have in place before successfully integrating AI into its operations. In Part 4 of our special AI Series with Carolyn Welshhans of Morgan Lewis, our expert panel explores:
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22:58
The Realities of AI Implementation: What Every Firm Needs to Know
Powerful AI tools are rapidly transforming financial services, but beneath the promise of efficiency lurks significant risk. For firms eager to harness AI’s power while avoiding costly missteps, strategic planning and sound governance are non-n...
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20:06
