Mechanics of Money

Preferred Returns Explained: How Private Equity Waterfalls Actually Work

Sam Silverman | Silverman Capital Season 1 Episode 4

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0:00 | 8:55

An 8% preferred return is not an 8% yield. It is not a coupon you clip, and it is certainly not a guarantee. In this episode of Mechanics of Money, Sam Silverman demystifies the most misunderstood number in private equity: the Preferred Return.

We break down the critical difference between "Priority" and "Promise", explaining why being first in line for cash flow doesn't matter if the cash flow doesn't exist. Sam dissects the two most common Waterfall Structures, revealing how some sponsors structure deals to take profits before your capital is returned, leaving you at risk while they realize upside.

We also explore the "High Pref Trap," explaining why a higher headline number (like 12%) often signals a riskier deal rather than a better investment.

In this episode, we cover:

  • The Yield Myth: Why a "Pref" is simply a mechanism to determine who gets paid first, not a floor for your returns.
  • Current vs. Accrued: The massive difference between getting quarterly checks from a stabilized asset versus "paper money" accumulating on a development deal.
  • Waterfall Mechanics: How to spot "Structure B" deals where sponsors participate in profits before your original capital is returned.
  • Risk Pricing: Why sponsors offer high preferred returns (11-12%+) and what it tells you about the asset's risk profile.
  • Due Diligence: The 5 specific questions you need to ask to uncover the true incentives and clawback provisions in any deal.

Links & Resources:

About the Host: Sam Silverman is the Founder of Silverman Capital, a private equity and real estate investment firm. Mechanics of Money is the audio playbook for high-net-worth individuals moving from "High Earner" to "Sophisticated Allocator."