Oyster Stew - A Broth of Financial Services Commentary and Insights Podcast Artwork Image

Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting

We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.

Recent Episodes

Preparing for Modern Regulatory ExamsAugust 05, 2020 Episode artwork Understanding Risk-Based Regulatory ExamsJuly 29, 2020 Episode artwork Retirement Planning Software - Selection & Implementation ConsiderationsJune 16, 2020 Episode artwork Software Selection - Where Do I Start? June 11, 2020 Episode artwork Resolving Operational Issues Uncovered During Acquisitions and Transformations May 28, 2020 Episode artwork Conducting Remote Supervision in Your Transitioning WorkplaceMay 20, 2020 Episode artwork Will There Be A Post-Pandemic Securities Litigation Wave? May 13, 2020 Episode artwork Your Transitioning Workplace - Don't Lose Sight of the Moving PartsMay 06, 2020 Episode artwork SEC Issues Anticipated Exemptive Relief for Consolidated Audit Trail (CAT)April 29, 2020 Episode artwork Planning Services to Help You Serve Your Clients BetterApril 20, 2020 Episode artwork Annual Review Best Practices - Do You Know What to Look For? April 16, 2020 Episode artwork FINOP Exam Priorities and COVID 19 Impacts on FINOP ProceduresApril 08, 2020 Episode artwork CAT (Consolidated Audit Trail) - What You Should Be DoingApril 02, 2020 Episode artwork Risk Assessments - Keeping Your Firm FocusedMarch 25, 2020 Episode artwork Why Outsourcing Your Platform Assessment, Selection & Implementation Processes Makes SenseMarch 18, 2020 Episode artwork COVID 19 and Your Business Continuity PlanMarch 12, 2020 Episode artwork Clearing Platform Selection and ImplementationMarch 04, 2020 Episode artwork Should You Be Assessing Your Clearing Platform? February 27, 2020 Episode artwork 2020 SEC & FINRA Exam Priorities, Part 3February 19, 2020 Episode artwork 2020 Exam Priorities Letters - Takeaways, Part 2 February 12, 2020 Episode artwork 2020 Exam Priorities Letters - Part 1 February 05, 2020 Episode artwork Reg BI - What's Required in Form CRSJanuary 29, 2020 Episode artwork The NIST Privacy Framework - What It Is and What Your Firm Should Be DoingJanuary 22, 2020 Episode artwork Making Your Compliance Calendar and Annual Review More Efficient and EffectiveJanuary 14, 2020 Episode artwork When Does Outsourcing Your CCO Role Make Sense? January 08, 2020 Episode artwork