Oyster Stew - A Broth of Financial Services Commentary and Insights Podcast Artwork Image

Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting

We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.

Recent Episodes

Cybersecurity: Mitigating Vendor and Change Management RisksApril 20, 2021 Episode artwork Cybersecurity: Tactics for Mitigating Internal and External ThreatsApril 14, 2021 Episode artwork Looking Ahead: Clearing Relationships and Succession PlanningMarch 26, 2021 Episode artwork Are You Maximizing Your Clearing Firm's Capabilities? March 25, 2021 Episode artwork 2021 Exam Priorities: The Importance of a Risk-Based ApproachMarch 17, 2021 Episode artwork Reg BI - FINRA Expects MoreMarch 10, 2021 Episode artwork Reg BI - FINRA's Higher Expectations in 2021 March 09, 2021 Episode artwork FINRA 2021 Exam Priorities - Innovations & RegulationsMarch 02, 2021 Episode artwork Remote Branch Exams: Expectations, Requirements and Things to ConsiderJanuary 11, 2021 Episode artwork Regulators - Behind the Scenes: Episode 4November 10, 2020 Episode artwork Regulators - Behind the Scenes: Episode 5November 10, 2020 Episode artwork Regulators - Behind the Scenes: Episode 3November 10, 2020 Episode artwork Regulators - Behind the Scenes: Episode 2November 10, 2020 Episode artwork New Mini-series! Regulators - Behind the ScenesNovember 10, 2020 Episode artwork Regulation Best Interest (Reg BI) - Where Are We Now? November 03, 2020 Episode artwork CCO - Behind the Scenes, Episode 5October 14, 2020 Episode artwork The Market Access Rule - Digging DeeperOctober 12, 2020 Episode artwork CCO - Behind the Scenes Episode 4October 07, 2020 Episode artwork The Market Access Rule - Still a Priority for FINRA...and for YouOctober 01, 2020 Episode artwork CCO - Behind the Scenes Episode 3September 30, 2020 Episode artwork CCO Behind the Scenes - Episode 2September 23, 2020 Episode artwork New Mini-Series! CCO - Behind the ScenesSeptember 16, 2020 Episode artwork Leadership - Connecting the Dots in Today's Business EnvironmentAugust 19, 2020 Episode artwork Preparing for Modern Regulatory ExamsAugust 05, 2020 Episode artwork Understanding Risk-Based Regulatory ExamsJuly 29, 2020 Episode artwork