Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting
We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.
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Recent Episodes
Cybersecurity: Mitigating Vendor and Change Management Risks
April 20, 2021
Cybersecurity: Tactics for Mitigating Internal and External Threats
April 14, 2021
Looking Ahead: Clearing Relationships and Succession Planning
March 26, 2021
Are You Maximizing Your Clearing Firm's Capabilities?
March 25, 2021
2021 Exam Priorities: The Importance of a Risk-Based Approach
March 17, 2021
Reg BI - FINRA Expects More
March 10, 2021
Reg BI - FINRA's Higher Expectations in 2021
March 09, 2021
FINRA 2021 Exam Priorities - Innovations & Regulations
March 02, 2021
Remote Branch Exams: Expectations, Requirements and Things to Consider
January 11, 2021
Regulators - Behind the Scenes: Episode 4
November 10, 2020
Regulators - Behind the Scenes: Episode 5
November 10, 2020
Regulators - Behind the Scenes: Episode 3
November 10, 2020
Regulators - Behind the Scenes: Episode 2
November 10, 2020
New Mini-series! Regulators - Behind the Scenes
November 10, 2020
Regulation Best Interest (Reg BI) - Where Are We Now?
November 03, 2020
CCO - Behind the Scenes, Episode 5
October 14, 2020
The Market Access Rule - Digging Deeper
October 12, 2020
CCO - Behind the Scenes Episode 4
October 07, 2020
The Market Access Rule - Still a Priority for FINRA...and for You
October 01, 2020
CCO - Behind the Scenes Episode 3
September 30, 2020
CCO Behind the Scenes - Episode 2
September 23, 2020
New Mini-Series! CCO - Behind the Scenes
September 16, 2020
Leadership - Connecting the Dots in Today's Business Environment
August 19, 2020
Preparing for Modern Regulatory Exams
August 05, 2020
Understanding Risk-Based Regulatory Exams
July 29, 2020
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