Oyster Stew - A Broth of Financial Services Commentary and Insights Podcast Artwork Image

Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting

We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.

Recent Episodes

Leveraging Clearing Conversion Experts for SuccessOctober 04, 2021 Episode artwork Security Tokens - Regulations, Risk Controls Drive ConfidenceSeptember 28, 2021 Episode artwork Tokenized Securities vs Security TokensSeptember 15, 2021 Episode artwork Digital Assets - Removing the IntermediarySeptember 07, 2021 Episode artwork Cryptocurrencies and Stablecoins: VHS or Netflix?August 24, 2021 Episode artwork Cryptocurrencies and Digital Assets: The Wheels are Turning - Are You Up-to-Date? Part 1July 29, 2021 Episode artwork The Value a Paraplanner Can Add to Your BusinessJune 21, 2021 Episode artwork Digital Strategy - Modern Chess for Financial Services FirmsMay 11, 2021 Episode artwork The Upside of Independent Third Party ReviewsMay 04, 2021 Episode artwork FINOP FOCUS: 2021 Exam PrioritiesApril 22, 2021 Episode artwork Cybersecurity: Mitigating Vendor and Change Management RisksApril 20, 2021 Episode artwork Cybersecurity: Tactics for Mitigating Internal and External ThreatsApril 14, 2021 Episode artwork Looking Ahead: Clearing Relationships and Succession PlanningMarch 26, 2021 Episode artwork Are You Maximizing Your Clearing Firm's Capabilities? March 25, 2021 Episode artwork 2021 Exam Priorities: The Importance of a Risk-Based ApproachMarch 17, 2021 Episode artwork Reg BI - FINRA Expects MoreMarch 10, 2021 Episode artwork Reg BI - FINRA's Higher Expectations in 2021 March 09, 2021 Episode artwork FINRA 2021 Exam Priorities - Innovations & RegulationsMarch 02, 2021 Episode artwork Remote Branch Exams: Expectations, Requirements and Things to ConsiderJanuary 11, 2021 Episode artwork Regulators - Behind the Scenes: Episode 4November 10, 2020 Episode artwork Regulators - Behind the Scenes: Episode 2November 10, 2020 Episode artwork Regulators - Behind the Scenes: Episode 3November 10, 2020 Episode artwork Regulators - Behind the Scenes: Episode 5November 10, 2020 Episode artwork New Mini-series! Regulators - Behind the ScenesNovember 10, 2020 Episode artwork Regulation Best Interest (Reg BI) - Where Are We Now? November 03, 2020 Episode artwork