Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting
We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.
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Recent Episodes
Remote Branch Exams: Expectations, Requirements and Things to Consider
January 11, 2021
Regulators - Behind the Scenes: Episode 4
November 10, 2020
Regulators - Behind the Scenes: Episode 5
November 10, 2020
Regulators - Behind the Scenes: Episode 3
November 10, 2020
Regulators - Behind the Scenes: Episode 2
November 10, 2020
New Mini-series! Regulators - Behind the Scenes
November 10, 2020
Regulation Best Interest (Reg BI) - Where Are We Now?
November 03, 2020
CCO - Behind the Scenes, Episode 5
October 14, 2020
The Market Access Rule - Digging Deeper
October 12, 2020
CCO - Behind the Scenes Episode 4
October 07, 2020
The Market Access Rule - Still a Priority for FINRA...and for You
October 01, 2020
CCO - Behind the Scenes Episode 3
September 30, 2020
CCO Behind the Scenes - Episode 2
September 23, 2020
New Mini-Series! CCO - Behind the Scenes
September 16, 2020
Leadership - Connecting the Dots in Today's Business Environment
August 19, 2020
Preparing for Modern Regulatory Exams
August 05, 2020
Understanding Risk-Based Regulatory Exams
July 29, 2020
Retirement Planning Software - Selection & Implementation Considerations
June 16, 2020
Software Selection - Where Do I Start?
June 11, 2020
Resolving Operational Issues Uncovered During Acquisitions and Transformations
May 28, 2020
Conducting Remote Supervision in Your Transitioning Workplace
May 20, 2020
Will There Be A Post-Pandemic Securities Litigation Wave?
May 13, 2020
Your Transitioning Workplace - Don't Lose Sight of the Moving Parts
May 06, 2020
SEC Issues Anticipated Exemptive Relief for Consolidated Audit Trail (CAT)
April 29, 2020
Planning Services to Help You Serve Your Clients Better
April 20, 2020
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