Oyster Stew - A Broth of Financial Services Commentary and Insights Podcast Artwork Image

Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting

We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.
Episodes
Protect Your Trade Desk - Risk, Reputation and Regulatory Compliance December 08, 2022 Episode artwork How to Optimize Your Trade DeskNovember 30, 2022 Episode artwork Cut to the chase - Get the Best Clearing Firm OptionsNovember 17, 2022 Episode artwork 15 Tips to Create an Effective Compliance Calendar November 11, 2022 Episode artwork What Can Happen When You Start Managing Your Clearing Relationship At an Executive LevelNovember 10, 2022 Episode artwork Want to Improve Your Compliance Program? Know What Controls to TestOctober 26, 2022 Episode artwork ESG Investment Strategy - Do It Right or Don't Do ItOctober 20, 2022 Episode artwork Strategies To Get The Most Out Of Your Risk AssessmentOctober 19, 2022 Episode artwork We've Been Using Risk Assessments for Years - Here's WhyOctober 13, 2022 Episode artwork 2023 Strategic Planning – Attracting Talent and Multi-Generational ClientsOctober 06, 2022 Episode artwork 2023 Strategic Planning – Navigating Industry ChallengesSeptember 29, 2022 Episode artwork Consolidated Audit Trail CAIS Reporting - Time to Test and PrepareSeptember 22, 2022 Episode artwork Best Practices for Modern Regulatory ExamsSeptember 15, 2022 Episode artwork Keys to Successful Modern Regulatory ExamsSeptember 08, 2022 Episode artwork How Digital Transformation Impacts Client CommunicationsSeptember 01, 2022 Episode artwork Want to Reduce Expenses in Your Budget? The Answer May Be Simpler Than You ThinkAugust 25, 2022 Episode artwork 10 Best Practices for Electronic Communications ComplianceAugust 16, 2022 Episode artwork FINOP Focus - Expense Sharing Agreement Best PracticesAugust 11, 2022 Episode artwork Outsourcing Initiatives Can Save Time and Money - Is It Right for Your Firm? July 28, 2022 Episode artwork Outsourcing Can Be An Advantage for Broker-Dealers - Is It Time For Your Firm?July 19, 2022 Episode artwork Best Practices for Overcoming Compliance ChallengesJuly 14, 2022 Episode artwork T+1 - 6 Things Your Firm Should Be Doing NowJuly 07, 2022 Episode artwork AML Regulatory Expectations in 2022June 30, 2022 Episode artwork Why Outsourcing your Annual Testing Makes SenseJune 23, 2022 Episode artwork History Provides Focus for the Future - A History of Equity Markets (Part 2)June 16, 2022 Episode artwork