Oyster Stew - A Broth of Financial Services Commentary and Insights

Protect Your Trade Desk - Risk, Reputation and Regulatory Compliance

December 08, 2022 Oyster Consulting, Bob Mooney, Jeff Gearhart, Frank Childress
Oyster Stew - A Broth of Financial Services Commentary and Insights
Protect Your Trade Desk - Risk, Reputation and Regulatory Compliance
Show Notes

Regulators demand strong governance and supervision of sales and trading activities, including access to markets, electronic trading and client transactions. In today’s podcast, Oyster’s trade desk experts share their first-hand experience in trade desk risk management, operations and compliance oversight.


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