Oyster Stew - A Broth of Financial Services Commentary and Insights
FINOP FOCUS: 2021 Exam Priorities
Apr 22, 2021
Jeff Harpel, Clark Tucker, Rob Hall
Don't be a findings in next year's FINRA Exam Priorities report.
Join our FINOP and Finance experts Rob Hall, Clark Tucker and Jeff Harpel as they discuss the repeated and new findings and recommendations in FINRA's 2021 Examination and Risk Monitoring Program.