Oyster Stew - A Broth of Financial Services Commentary and Insights

The Upside of Independent Third Party Reviews

May 04, 2021 Patrick M. Dennis, Evan Rosser
Oyster Stew - A Broth of Financial Services Commentary and Insights
The Upside of Independent Third Party Reviews
Chapters
Oyster Stew - A Broth of Financial Services Commentary and Insights
The Upside of Independent Third Party Reviews
May 04, 2021
Patrick M. Dennis, Evan Rosser

 Regulatory settlement terms could require that the firm obtain the services of an independent third party to review and make recommendations for the firm to adopt and implement. While sometimes viewed with as an extension of the regulator, third party reviews may to your advantage during the settlement and pre-settlement process.  Listen to this episode as Oyster Consulting's Patrick M. Dennis and Evan Rosser discuss the upside of third party review requirements.

Show Notes

 Regulatory settlement terms could require that the firm obtain the services of an independent third party to review and make recommendations for the firm to adopt and implement. While sometimes viewed with as an extension of the regulator, third party reviews may to your advantage during the settlement and pre-settlement process.  Listen to this episode as Oyster Consulting's Patrick M. Dennis and Evan Rosser discuss the upside of third party review requirements.