Oyster Stew - A Broth of Financial Services Commentary and Insights Podcast Artwork Image

Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting

We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.
Episodes
Starting Your RIA - The Registration ProcessJanuary 20, 2022 Episode artwork Starting Your RIA - Establishing Your Compliance ProgramJanuary 12, 2022 Episode artwork You've Decided to Register Your IA - Now What? January 05, 2022 Episode artwork 6 Reasons a Fractional CFO Makes SenseOctober 28, 2021 Episode artwork Leveraging Clearing Conversion Experts for SuccessOctober 04, 2021 Episode artwork Security Tokens - Regulations, Risk Controls Drive ConfidenceSeptember 28, 2021 Episode artwork Tokenized Securities vs Security TokensSeptember 15, 2021 Episode artwork Digital Assets - Removing the IntermediarySeptember 07, 2021 Episode artwork Cryptocurrencies and Stablecoins: VHS or Netflix?August 24, 2021 Episode artwork Cryptocurrencies and Digital Assets: The Wheels are Turning - Are You Up-to-Date? Part 1July 29, 2021 Episode artwork The Value a Paraplanner Can Add to Your BusinessJune 21, 2021 Episode artwork Digital Strategy - Modern Chess for Financial Services FirmsMay 11, 2021 Episode artwork The Upside of Independent Third Party ReviewsMay 04, 2021 Episode artwork FINOP FOCUS: 2021 Exam PrioritiesApril 22, 2021 Episode artwork Cybersecurity: Mitigating Vendor and Change Management RisksApril 20, 2021 Episode artwork Cybersecurity: Tactics for Mitigating Internal and External ThreatsApril 14, 2021 Episode artwork Looking Ahead: Clearing Relationships and Succession PlanningMarch 26, 2021 Episode artwork Are You Maximizing Your Clearing Firm's Capabilities? March 25, 2021 Episode artwork 2021 Exam Priorities: The Importance of a Risk-Based ApproachMarch 17, 2021 Episode artwork Reg BI - FINRA Expects MoreMarch 10, 2021 Episode artwork Reg BI - FINRA's Higher Expectations in 2021 March 09, 2021 Episode artwork FINRA 2021 Exam Priorities - Innovations & RegulationsMarch 02, 2021 Episode artwork Remote Branch Exams: Expectations, Requirements and Things to ConsiderJanuary 11, 2021 Episode artwork Regulators - Behind the Scenes: Episode 4November 10, 2020 Episode artwork Regulators - Behind the Scenes: Episode 2November 10, 2020 Episode artwork