Oyster Stew - A Broth of Financial Services Commentary and Insights Podcast Artwork Image

Oyster Stew - A Broth of Financial Services Commentary and Insights

Oyster Consulting

We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.
Episodes
FINRA 's Annual Report Is Out - Here's What You Need to KnowJanuary 26, 2023
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The Regulatory Exam Process: How to make it work FOR youJanuary 13, 2023
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Protect Your Trade Desk - Risk, Reputation and Regulatory Compliance December 08, 2022
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How to Optimize Your Trade DeskNovember 30, 2022
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Cut to the chase - Get the Best Clearing Firm OptionsNovember 17, 2022
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15 Tips to Create an Effective Compliance Calendar November 11, 2022
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What Can Happen When You Start Managing Your Clearing Relationship At an Executive LevelNovember 10, 2022
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Want to Improve Your Compliance Program? Know What Controls to TestOctober 26, 2022
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ESG Investment Strategy - Do It Right or Don't Do ItOctober 20, 2022
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Strategies To Get The Most Out Of Your Risk AssessmentOctober 19, 2022
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We've Been Using Risk Assessments for Years - Here's WhyOctober 13, 2022
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2023 Strategic Planning – Attracting Talent and Multi-Generational ClientsOctober 06, 2022
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2023 Strategic Planning – Navigating Industry ChallengesSeptember 29, 2022
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Consolidated Audit Trail CAIS Reporting - Time to Test and PrepareSeptember 22, 2022
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Best Practices for Modern Regulatory ExamsSeptember 15, 2022
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Keys to Successful Modern Regulatory ExamsSeptember 08, 2022
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How Digital Transformation Impacts Client CommunicationsSeptember 01, 2022
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Want to Reduce Expenses in Your Budget? The Answer May Be Simpler Than You ThinkAugust 25, 2022
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10 Best Practices for Electronic Communications ComplianceAugust 16, 2022
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FINOP Focus - Expense Sharing Agreement Best PracticesAugust 11, 2022
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Outsourcing Initiatives Can Save Time and Money - Is It Right for Your Firm? July 28, 2022
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Outsourcing Can Be An Advantage for Broker-Dealers - Is It Time For Your Firm?July 19, 2022
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Best Practices for Overcoming Compliance ChallengesJuly 14, 2022
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T+1 - 6 Things Your Firm Should Be Doing NowJuly 07, 2022
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AML Regulatory Expectations in 2022June 30, 2022
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