Oyster Stew - A Broth of Financial Services Commentary and Insights
Our financial services industry insights come from on-the-ground experience, successfully navigating complex challenges and business. Our insights are your opportunities.
Podcasting since 2019 • 180 episodes
Oyster Stew - A Broth of Financial Services Commentary and Insights
Latest Episodes
The Power and Potential of Artificial Intelligence in Financial Services - Part 1
In this special series of the Oyster Stew podcast, Oyster Consulting’s Pete McAteer, Dan Garrett and Jeff Gearhart team up with Carolyn Welshhans, a partner at Morgan, Lewis & Bockius LLP, to unpack the real-world applications, reg...
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17:24
AML in Action: Practical Strategies for Surveillance, Training, and SAR Reporting
In this episode of the Oyster Stew podcast, Oyster Consulting’s Ed Wegener and Bryan Jacobsen break down how firms can implement risk-based monitoring, tailor training for frontline roles, conduct effective investigations, and ensure y...
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33:26
CAT Compliance - Build the Surveillance Framework Regulators Demand
Your CAT reporting compliance requires more than just data submission; you need comprehensive surveillance programs that include monitoring both exceptions and successful reports to maintain regulatory compliance. Listen to t...
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27:36
Are You Unintentionally Triggering Custody? Hidden Risks in Everyday Advisory Practices
In this episode of the Oyster Stew podcast, regulatory compliance experts Ed Wegener, Candy Palugi, and Nolan Hughes examine the nuanced world of custody regulations and outline concrete steps firms should take when custody is discovered, inclu...
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15:37
