Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Consulting
We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.
Episodes
Starting Your RIA - The Registration ProcessJanuary 20, 2022
Starting Your RIA - Establishing Your Compliance ProgramJanuary 12, 2022
You've Decided to Register Your IA - Now What? January 05, 2022
6 Reasons a Fractional CFO Makes SenseOctober 28, 2021
Leveraging Clearing Conversion Experts for SuccessOctober 04, 2021
Security Tokens - Regulations, Risk Controls Drive ConfidenceSeptember 28, 2021
Tokenized Securities vs Security TokensSeptember 15, 2021
Digital Assets - Removing the IntermediarySeptember 07, 2021
Cryptocurrencies and Stablecoins: VHS or Netflix?August 24, 2021
Cryptocurrencies and Digital Assets: The Wheels are Turning - Are You Up-to-Date? Part 1July 29, 2021
The Value a Paraplanner Can Add to Your BusinessJune 21, 2021
Digital Strategy - Modern Chess for Financial Services FirmsMay 11, 2021
The Upside of Independent Third Party ReviewsMay 04, 2021
FINOP FOCUS: 2021 Exam PrioritiesApril 22, 2021
Cybersecurity: Mitigating Vendor and Change Management RisksApril 20, 2021
Cybersecurity: Tactics for Mitigating Internal and External ThreatsApril 14, 2021
Looking Ahead: Clearing Relationships and Succession PlanningMarch 26, 2021
Are You Maximizing Your Clearing Firm's Capabilities? March 25, 2021
2021 Exam Priorities: The Importance of a Risk-Based ApproachMarch 17, 2021
Reg BI - FINRA Expects MoreMarch 10, 2021
Reg BI - FINRA's Higher Expectations in 2021 March 09, 2021
FINRA 2021 Exam Priorities - Innovations & RegulationsMarch 02, 2021
Remote Branch Exams: Expectations, Requirements and Things to ConsiderJanuary 11, 2021
Regulators - Behind the Scenes: Episode 4November 10, 2020
Regulators - Behind the Scenes: Episode 2November 10, 2020
Starting Your RIA - Establishing Your Compliance ProgramJanuary 12, 2022
You've Decided to Register Your IA - Now What? January 05, 2022
6 Reasons a Fractional CFO Makes SenseOctober 28, 2021
Leveraging Clearing Conversion Experts for SuccessOctober 04, 2021
Security Tokens - Regulations, Risk Controls Drive ConfidenceSeptember 28, 2021
Tokenized Securities vs Security TokensSeptember 15, 2021
Digital Assets - Removing the IntermediarySeptember 07, 2021
Cryptocurrencies and Stablecoins: VHS or Netflix?August 24, 2021
Cryptocurrencies and Digital Assets: The Wheels are Turning - Are You Up-to-Date? Part 1July 29, 2021
The Value a Paraplanner Can Add to Your BusinessJune 21, 2021
Digital Strategy - Modern Chess for Financial Services FirmsMay 11, 2021
The Upside of Independent Third Party ReviewsMay 04, 2021
FINOP FOCUS: 2021 Exam PrioritiesApril 22, 2021
Cybersecurity: Mitigating Vendor and Change Management RisksApril 20, 2021
Cybersecurity: Tactics for Mitigating Internal and External ThreatsApril 14, 2021
Looking Ahead: Clearing Relationships and Succession PlanningMarch 26, 2021
Are You Maximizing Your Clearing Firm's Capabilities? March 25, 2021
2021 Exam Priorities: The Importance of a Risk-Based ApproachMarch 17, 2021
Reg BI - FINRA Expects MoreMarch 10, 2021
Reg BI - FINRA's Higher Expectations in 2021 March 09, 2021
FINRA 2021 Exam Priorities - Innovations & RegulationsMarch 02, 2021
Remote Branch Exams: Expectations, Requirements and Things to ConsiderJanuary 11, 2021
Regulators - Behind the Scenes: Episode 4November 10, 2020
Regulators - Behind the Scenes: Episode 2November 10, 2020