
Ethics in Financial Services brought to you by The Banking and Finance Oath
A podcast series brought to you by the Banking and Finance Oath non-profit organisation.
In this series, our Young Ambassadors sit down with senior members of the Australian banking and financial services industry to ask them about times in their careers where they had to make an ethically challenging decision.
Aside from stimulating interesting discussions with people who have reached the peaks of their respective fields, this series is designed to give listeners real-world case studies to draw from when they are ultimately faced with their own ethically challenging situations.We hope you enjoy - Ethics in Financial Services.
In this series, our Young Ambassadors sit down with senior members of the Australian banking and financial services industry to ask them about times in their careers where they had to make an ethically challenging decision.
Aside from stimulating interesting discussions with people who have reached the peaks of their respective fields, this series is designed to give listeners real-world case studies to draw from when they are ultimately faced with their own ethically challenging situations.We hope you enjoy - Ethics in Financial Services.
Episodes
19 episodes
Sam Garland, Banking and Capital Markets Leader at PWC
As an auditor and assurer Sam recognises the importance of a good culture to develop relationships that have respect and truth at the core. Sam shares some terrific insights around the three critical areas the team at PWC have identified as cru...
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26:49

Catherine Fitzpatrick, Director Customer Vulnerability & Financial Resilience at Westpac
We spent time with Catherine exploring vulnerability. Catherine has spend her entire career advocating for vulnerable people. With this unnatural role, developed after the Hayne Royal Commission into Financial Services she has an opportunity to...
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26:54

Fiona Nixon, Head of Strategy and Communication at Bank Australia
With nearly 9 years at Bank Australia Fiona took us through the journey of a credit union that then became one of the leading customer owned banks focusing on 'creating a just and fair world’. We explore how the bank manages the increased compe...
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Season 3
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Episode 3
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30:58

Siobhan Toohill, Group Head of Sustainability at Westpac
Siobhan has had an incredible career to date, pioneering sustainability since 2004. She shares a little of that journey with us in this conversation and explores the ethics underpinning her work.We talk about how financial services has e...
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Season 3
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Episode 1
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27:56

Michelle Lim - Senior Consultant PWC | The Banking & Finance Oath Young Ambassador (2020)
As a BFO young ambassador, Michelle has always prioritised ethics and when confronted with a situation she felt was far from it, the process of confronting the issue and coming to peace with her decision was harder than she expected. With clari...
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Season 3
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Episode 1
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18:48

Ethics in Financial Services: John-Paul Monck, Head of Operational Risk Consulting, KPMG
KPMG’s Head of Operational Risk Consulting, JP Monck, catches up with 2020 BFO Young Ambassador Ricky Rangra on the impact of the Hayne Royal Commission on the financial services industry. They explore how young professionals can leverage the i...
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Season 2
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Episode 7
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16:56

Ethics in Financial Services: Pablo Berrutti, Senior Investment Specialist, Stewart Investors
In this 27 minute podcast with Pablo Berrutti, an expert in Sustainable Investment, we discuss the importance of ethics in the Banking and Finance industry, the rational for sustainable investment and why investing sustainably has a positive im...
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Season 2
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Episode 6
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27:38

Ethics in Financial Services: Steve Weston, Volt Bank Founder & CEO
In this episode, Alex sits down with the Founder and CEO of Volt Bank, Steve Weston. They discuss Steve's career, how he got started in the industry and what led him to found Volt Bank as well as ethical issues in the creation of banking produc...
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Season 2
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Episode 5
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24:28

Ethics in Financial Services: Steve Harker, Former CEO Morgan Stanley Australia
Former BFO ambassador Ranie Nguyen reunites with Steven Harker after first meeting almost 5 years ago to talk about Steve’s career in banking and his passion for ethical culture and principles.
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Season 2
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Episode 4
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25:04

Ethics in Financial Services: Stephen Scott, Founder & CEO Starling
Former Young Ambassador Alex Green sits down with the Founder and CEO of Starling, Stephen Scott. In the podcast they discuss the changing landscape of misconduct risk in banking and how advances in technology is making it possible to quantify ...
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Season 2
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Episode 3
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26:00

Ethics in Financial Services: Damien Walsh, Managing Director Bank Australia
Former Young Ambassador Christina Wu catches up with Bank Australia Managing Director Damien Walsh to talk about how he leads through ethical and social crises and the secrets to building an organisational culture that centres around doing the ...
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Season 2
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Episode 2
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24:29

Ethics in Financial Services: Dr John Laker, former Chairman of APRA; Chairman of the BFO
Former BFO Young Ambassador Elpitha Sergis sits down with former APRA Chairman and Chairman of the BFO Dr John Laker to discuss the changes in Australian banking since the GFC. In particular, the conversation focuses on the importance of a mora...
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Season 2
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Episode 1
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21:56

Ethics in Financial Services: Joseph Healy, Co-Founder Judo Bank
Alisa meets with Joseph Healy, co-CEO and co-founder of Judo Bank, and discusses general issues on ethics found in Joseph's latest book 'Breaking the Banks' as well as ethical dilemmas he faced in the industry.
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Season 1
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Episode 7
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28:23

Ethics in Financial Services: Nikki McConnell, Regional Manager for Rabobank
One of the Banking and Finance Oath’s Young Ambassadors, Dani Simpson, sits down with Nicki McConnell, a Regional Manager for Rabobank, to discuss the ethical issues faced by front line staff in the banking industry. Issues especially regarding...
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Season 1
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Episode 6
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19:36

Ethics in Financial Services: Craig Robertson, GM Anti-Money Laundering and Counter Terrorist Financing, BoQ
One of the Banking and Finance Oath’s Young Ambassadors, Alex Long, sits down with Bank of Queensland’s General Manager of Anti-Money Laundering and Counter-Terrorist Financing to discuss the ethical issues faced around this area of the banking...
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Season 1
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Episode 5
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17:20

Ethics in Financial Services: Colin Neave, former Commonwealth Ombudsman; former Customer Fairness Advisor, ANZ
Alex Green sits down with Colin Neave, the former Commonwealth Ombudsman, to discuss a challenging decision that he faced as ANZ Customer Fairness Advisor, as well as lessons learned during an extensive career.
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Season 1
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Episode 4
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19:26

Ethics in Financial Services: Jillian Broadbent AC, executive business leader
BFO Young Ambassador Christina Wu chats with executive business leader Jillian Broadbent AC about the importance of an open and transparent culture in safeguarding higher ethical standards within financial organisations.
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Season 1
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Episode 1
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22:32

Ethics in Financial Services: Stephen Dunne, former CEO, AMP Capital
Young Ambassador Alex Green sits down with former CEO of AMP Capital, Stephen Dunne to discuss the ethically challenging decisions that he had to make during the 2008 Global Financial Crisis.
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Season 1
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Episode 2
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28:49

Ethics in Financial Services: Simon Russell, Founding Director of Behavioural Finance Australia
In this episode, BFO Young Ambassador Philip Joseph sits down with Simon Russell, the Founding Director of Behavioural Finance Australia, to discuss the problems identified in the recent Royal Commission and how behavioural finance can be the s...
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Season 1
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Episode 3
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23:20
